From: John Conover <john@email.johncon.com>
Subject: Re: IT uses
Date: Tue, 14 Sep 1993 03:42:37 -0700 (PDT)
John Conover writes: > The previous applications offered a "how to" "cook book" approach to > the integration of IT into the organizational decision making process. > A good question should be addressed, at this time, as to why one would > want to do so. To answer this question, I will offer a rather pompous > analytical derivation, and then discuss the conclusions, relating the > perspective to a typical organization, in (hopefully) a way that > conceptual conclusions can be drawn as to the applicability of IT to a > specific environment. This is the research literature bibliography that was used in the "IT uses" applications. References relating to the global economy, the post industrial revolution, and the information age. 1) "The end of History and the Last Man," Francis Fukuyama, Free Press, (a Division of Macmillan,) New York, New York, 1992. Mr. Fukuyama was the Deputy Director of Planning of the U.S. State Department's Policy Planning Staff. The book was authored at the Rand Corporation, and is an extension of the work done by Mr. Fukuyama while at U.S. department of State. This book is very difficult to read do to the convoluted presentation of the subject. It is rich in the empirical and theoretical directions of the world economy, and includes both in historical perspective. The world economy, the third world economy, and the U.S. contemporary economy are related in their geopolitical sense to capitalism and liberal democracy, and a future course of events is anticipated, based on the historical perspective. This book should be required reading for anyone responsible for strategic planning in a global economy. In general, to summarize the book, Mr. Fukuyama claims that the world economy is in a state of transition, as the third world countries enter the industrial revolution with their cheap labor rates (Japan has done it and succeeded, Tiawan is about to do it.) He further claims that the U.S. economy is in transition, as it leaves the industrial revolution, and enters the post-industrial- revolution (ie., the information age,) and joins the countries that have already done so, Germany, etc. In this new role, the majority of the economy would "add value to goods manufactured in other countries," and it is the point of the book, that this can only happen in a decentralized economy (ie., capitalism,) and liberal democracy. He cites the failure of the USSR, and Mainland China as examples of societies that can not break out of the industrial revolution, and move forward into a modern techno/informational society. 2) "Sunburst: The Ascent of Sun Microsystems," Mark Hall, John Barry, Contemporary Books, Chicago, Ill., 1990. This is the official history of Sun Microsystems. Of particular interest is the reasons for Sun's success in view of global economic agenda outlined by Mr. Fukuyama, above. This is a non-technical book, and enjoyable reading. It should be required for anyone responsible for strategic marketing in a global economy. There is a presentation of the personalities involved in the company, and the way that they cooperated to form and grow the enterprise. Of particular interest is Sun's concept of what computing in the present and future is all about. I include this reference because it is the history of a proto-type company that is exploiting situation of the post-industrial-revolution, ie., the information age, see Fukuyama, above. (Today, manufacturing constitutes about 10% of the GNP, services the rest, ref. U.S. Dept. Interior.) 3) "Hard Drive," James Wallace, Jim Erickson, Wiley, New York, New York, 1992. This book is the official history of Microsoft. Of particular interest is how Microsoft was established to take advantage of the information age (this was Paul Allen's dream-he had to coerce Bill Gates at the time.) It is uncanny how consistent the success of Microsoft is with Mr. Fukuyama work, above. This book is enjoyable reading, and should be read by anyone responsible for strategic and/or tactical marketing in the information age. Of particular interest is Microsoft's concept of what computing in the present and future is all about-tactically, it is in contradiction with Sun Micro., above, but strategically they are the same. Ditto the last two sentences describing the Sun Microsystems entry above. 4) "Father Son & Co.," Thomas J. Watson Jr., Bantam Books, New York, New York, 1990. This book is the autobiography of the man that took IBM into the information age, from the mechanical tabulator age. A history of IBM, and how T. J. Watson Sr., built it is presented. A history of IBM sales/service is initiated with a detailed account of Mr. John Henry Patterson's sales techniques at NCR. (FYI Patterson invented the modern sales techniques used in the U.S. today-he is the founding father of salesmanship/service.) I include this reference, because it is the history of a company that exploited the situation at the end of the industrial revolution of a large society, see Fukuyama, above. (In IBM's hayday, manufacturing constituted about 50% of the GNP, services the rest.) 5) "My Years with General Motors," Alfred P. Sloan, Doubleday, New York, New York, 1963, I include this as a reference solely because of the book's historical importance. (See the Forward by Peter Drucker.) This book is the recollections of the man that created the largest corporation in the world, and how he did it. Of particular interest is his views on management though policy and committee, his tribulation with financial interests and control, and the board-and how he handled them for 40 years. This book is interesting reading to anyone trying to understand the history of American management paradigms. Ditto the last two sentences describing IBM above. 6) "The Virtual Corporation," William H. Davidow & Michael S. Malone, Harper Business, New York, New York, 1992. Good book on what modern business is like in the 1990's. Probably a good book on how the U.S. economy relates to the global economy and what American business has to do to survive. Explores the changes that must take place in management, organization, engineering and the market place in the new intellectual oriented businesses. Explores the value of Information Technology to make an intelligent enterprise. 7) "Reengineering the Corporation," Michael Hammer & James Champy, Harper Business, New York, New York, 1993. Good book on customer satisfaction and how to implement it to save operations expenses. Very critical of contemporary American business. Claims that we are entering the 21'st century with an organizational concept that was designed in the 19'th century. Good documentation of successes the authors have had with the concept. Goes into detail on what "empowerment" means, and how it is in contradiction with the management concepts of the industrial revolution, which the authors claim still dominates American management. 8) "Intelligent Enterprise," James Brian Quin, Free Press, New York, New York, 1992. Good book on knowledge based services, and how they are supposedly revitalizing the economy. Author supports the view that knowledge and service based core competencies are the essence of the future. Fair analysis of the economic benefits of this strategy and how it can leverage market penetration and share. Analysis of Wal-Mart Merck, Honda, Apple, Boeing, etc. Good detail on radically new organizational structures, e.g., inverted, starburst, spiderweb, etc. Probably a book to read. 9) "No Excuses Management," T. J. Rodgers, William Taylor, and Rick Foreman, Currency Doubleday, New York, New York. Good reading if you enjoy T. J. Rodgers philosophy's. Explains novel uses of email as a tool for project management. Probably an important book with valuable insight if you are in charge of an organization that is stuck on high center. Probably practical management insight. 10) "Computer Augmented Teamwork," Edited by Robert P. Bostrom, Richard T. Watson, Susan T. Kinney, Van Nostrand Reinhold, New York, New York, 1992. Excellent book on how to make teamwork happen over a network. Very authoritive. Contains the Internet addresses of the "who's who" of IT. Good on details of implementation. All contributors are from the field of team technology. Offers descriptions of commercial products available. Good lay descriptions of technical attributes of group/team software. References relating to group dynamics, management, and sociology of the modern enterprise. 1) "Developing Products in Half the Time," Preston G. Smith, Donald G. Reinertsen, Van Nostrand Reinhold, New York, New York, 1991. Good book on how to organize and manage an engineering group to expedite the concept-to-market cycle. Explains the benefits of doing this, but doesn't explain why one would want to. Suggests concurrent design methodologies in the appendix, but says that the customer should be involved in the conceptual stage. Starting on page 134, outlines structure alternatives-this part is worth studying. (We have a copy with highlighted context for quick reference.) 2) "Computer-Supported Cooperative Work: A Book of Readings," edited by Irene Greif, Morgan Kaufmann Publishers, San Mateo, Ca., 1988. A dated book, but worth reading some sections. Primarily a justification for the way Lotus set up its development organization. This is probably the first book to use the term "groupware," (page 9,) and has some implications for working together at a distance (section 9.) Some of the sections are on (administrative) office procedures. Section 9 addresses the social implications of "groupware," and is rather cursory. Section 20 is on the implications concerning organizations and management-very well done. Section 21 is specifically addressing the organization and its value added information technologies to the global marked situation-probably the first time this was addressed in any tech. pub.-required reading and is still current. Section 25 is on social context of electronic communications-so-so, but probably worth the time spent to read it. (We have a copy with highlighted context for quick reference.) 3) "In the Age of the Smart Machine," Shoshana Zuboff, Basic Books, Inc., Publishers, New York, New York, 1984. A book that is still important. Shoshana is an Associate Professor at Harvard, with credentials in sociology and business. A truly excellent, (and boring) book describing the pitfalls of the application of technology through history, and projects, from the historical prospective, what information technology is going to do to society. Particularly interesting on the sociological implications of the industrial revolution on organizations. Probably the first book to mention that there is something following the industrial revolution, (the "post-industrial revolution," fancy that, ie., the information revolution.) Should be required reading for anyone with decision responsibilities in the information age-strictly non-technical. Shoshana was a consultant to S-MOS until 1989. (We had a copy with highlighted context for quick reference-lost at S-MOS.) 4) "Intellectual Teamwork: Social and Technological Foundations of Cooperative Work," Edited by Jolene Galegher, Rober E. Kraut, Carmen Egido, Lawrence Erlbaum Associates, Hillsdale, New Jersey, 1990. Good book on social processes, group dynamics, and organizational dynamics in the information age. Non-technical, addressing the social sciences-excellent empirical studies and bibliography. Suggests ways to measure the effectiveness of information and inter-computing. (We had a copy with highlighted context for quick reference-lost at S-MOS.) 5) "5th Generation Management: Integrating Enterprises through Human Networking," Charles M. Savage, Digital Press, 1990. Tom Peters considers this to be the "Book of the Year." Good book on what's wrong with management. Kind of a "hippie" book, (ie., "down with everything.") Truly excellent on the evolution of the steep hierarchies in the industrial revolution (chapter 8,) and why they don't (and in his opinion, will never) work. This is basically a good book, (and is required reading for all of my staff.) My problem is it is a very negative book, that harps on what's wrong, and then harps on the way things should be (probably with some validity)-but does not address how to get there. Gives an example of a corporation that has spent much resources on an MIS system that is inadequate for the corporation's needs. Outright calls the organization an MIS state, run by an information czar. (We have a copy with highlighted context for quick reference.) 6) "Enterprise Networking: Working Together Apart," Ray Grenier, George Metes, Digital Press, 1992. Truly excellent. Required reading for all of my staff. A very practical book, that is well written and informative on the social, organizational and technical aspects of competing in a global economy. Explains why one would want to do it that way, what would happen if you don't, and the way to invoke change to get there. Based on the quarter century of experience of Douglas C. Englebart in doing it. (FYI, Doug, who is a consultant to S-MOS, is credited with the invention of 1) the mouse, 2) the personal computer-the MAC and PC are copies that the courts have said cannot be patented because of previous work done by Doug, 3) windows-ditto, 4) pull down menus-ditto, 5) hypertext-ditto.) Good section (chapter 14) on benchmarking the organization. Good section (chapter 13) on the effect of information technology on quality. Very big on capability environments, and their application to the global competitive situation. The chapter on implementation, (referencing Englebart himself, and the various engineering groups he has had responsibility for,) is truly a masterpiece of simplicity. There are 8 copies of this book floating around S-MOS, I would like them back someday-this book is the Bible of concurrent engineering, distributed information networks, inter-computing, and simultaneous distributed work-the thing that ties marketing, sales, engineering, etc. together into a coherent organization. (We have a copy with highlighted context for quick reference.) 7) "Home Work," Phillip E. Mahfood, Probus Publishing Co., Chicago, Illinois, 1992. A book that interested us in using tele-computing from home to form a distributed company. (Rumor has it that because of the environmental issues, California will be going to a 3 or 4 day work week within the next 5 years, 2 years in L.A.-we were curious as to how to manage the situation, and if tele-computing was applicable.) Of interest is the so-so success of tele-computing in Europe (they are ahead of us these developments.) Of particular interest is the European "Work-O-Tels" that address the same issues, but avoid the pit falls of the implementations that we are experimenting with. Excellent on the legal implications of tele- computing, and its global implications. Particularly good on who, and why (and who not) to select to work from home. (We have a copy with highlighted context for quick reference.) 8) "Leadership and the Computer," Mary E. Boone, Prima Publishing, Rocklin, Ca., 1991. Good book on managing by information, and how to exercise leadership in the information age. Many case studies involving sophisticated information systems, and simple ones. Many interviews with CEO's from the fortune 500 list. Not necessarily a "how to" book, but does outline the way others have done it. Good reading for upper level management in a modern company. 9) "Connections," Lee Sproull, Sara Kiesler, MIT press, Cambridge, Massachusetts, 1991. Good book on the sociological implications of inter-computing, and how to avoid the pit falls (required reading for my staff.) Details of electronic group dynamics (chapter 4) is very good. That technology (such as inter-computing) always come as a two edged sword, with good and bad aspects is well presented in chapter 1. Particularly well written chapter on control and influence (chapter 6.) Explanation of why one would want more than just efficiency is also well presented (chapter 2.) Implementational details and strategy is particularly weak. (We have a copy with highlighted context for quick reference.) 10) "The Corporation of the 1990's," Edited by Michael S. Scott Morton, Oxford University Press, New York, New York, 1991. Excellent book on using electronic media for collaborative research. Author is Dean of the MIT Sloan School of Management. Excellent book on history and uses of IT. Excellent on the organizational changes that must accompany the integration of IT into the contemporary organization. Well researched. Easy to read. (We have a copy with highlighted context for quick reference.) 11) "Paradigm Shift," Don Tapscott, Art Caston, McGraw Hill, New York, New York, 1993. Another good book on IT. Good for the non-technical. Well researched with good details of the various studies of integrating IT into an organization. Discusses the work-group concept and how technology can be applied to increase productivity and how IT can be used to "integrate the organization." Good book for the un-initiated on terminology and concepts of IT. 12) "The TeamNet Factor," Jessica Lipnack & Jeffrey Stamps, Oliver Publications, Essix Junction, VT., 1993. Good book on establishing teams that are networked together across functional organizations. Good on implementation. Studies are cited from Europe and U.S., both large and small companies. Probably should be required reading for modern managers that have to manage through networked technology. 13) "A Model for Distributed Campus Computing," George A. Champine, Digital Press, 1991. I reference this book, because it is the conceptual model of the "Internet." (FYI the "Internet" is one of the technological marvels of the 20th century-it is a high speed network that links over 2 million computers, and an estimated 28 million people, together with a high speed WAN-10 meg/sec.-and extends from Europe, through the Americas, and to the Pac. Rim. Computer resources are shared across the network. It is funded by mandate from the U.S. Congress, and administered by the NSF, after being developed by DARPA.) It is also the model for our networks at S-MOS. This book is required reading for the Systems Engineering staff at S-MOS. Of particular interest is the authentication procedures used, as defined in the project, Athena. This book is rather academic in nature, and probably of no interest to anyone in management. I include this book because of its historical perspective. It re-publishes many of the original works of Vanavar Bush. (Fredric Terman was one of Vanavar Bush's students at MIT-Bush had the notion that industry and academia should team up, and pressed the issue with Terman. Terman is the "Founder" of Silicon Valley.) The book's historical value is that it was Bush that first proposed (in the mid 1940's) that a computer could be used to manipulate a full text database system. The proposed system was called Memex, which evolved into the Hypertext system that is available on the Apple/MAC. It is an important historical perspective. 15) "Engineering Information Management Systems," John Stark, Van Nostrand Reinhold, New York, New York, 1992. Excellent book on the technical details of specifying a concurrent engineering support database. The issues addressed are not, by any means, trivial. Book was written in Switzerland, where most of the commercial software that addresses concurrent engineering is written. Good reading if you are designing a engineering MIS system. (We have a copy with highlighted context for quick reference.) Detail references relating the theoretical aspects of the above listings. 1) "Games and Decisions," R. Duncan Luce, Howard Raiffa, John Wiley and Sons, New York, New York, 1957. The classic (it is back in print, by the way,) on game theory, and optimization techniques as used in the social sciences, by the two Rand Corporation theorist that worked under Von Neumann when developing the science. The book is a critical survey, on where and when such techniques can be applied effectively. It is not a book of Zealotry, and outlines (liberally) the limitations of the science. It specifically states that game theory may be of little use to the military strategist, but may become important as a tool for the social sciences. It analyzes democracy and tyranny, (and BTW the axiomatization of committee decisions is intriguing.) The book is well written, and the accompanying description of the rather pompous mathematics is easily read by the non-technical person. The math is involved. Complete grasp of the Linear Algebras, mathematical programming, and the calculus is mandatory. Conceptual grasps of set theory, and the principles of axiomatization is required for an in-depth study of the book. The book starts with the classics, zero-sum games, the prisoner's dilemma, etc., and concludes with the multiple player non-zero-sum games, and the axiomatization of group decisions, etc. Many of the axiomatization principles used were commissioned (to the Rand Corporation,) from the Dept. of State, and the DOD, in the 1950's and 1960's. 2) "Mathematical Methods of Operations Research," Thomas L. Saaty, Dover Publications, New York, New York, 1959. This book, also a classic, (also back in print,) is almost a companion book to Luce (above.) It is a numerical methods book on the implementation of the algorithms outlined in Luce, with some additional work on queueing theory. A book for the serious person involved in operations research-it would take a determined person to wade through the pomposity of the mathematics involved. 3) "Introduction to Minimax," V.F. Demyanov and V.N. Malozernov, Keter Publishing House, Jerusalem Ltd., 1974. I mention this classic reference because it lays the ground work for the book by Luce, et. al. It is an extension of Von Neumann's original work with the economist Morgenstern in the late 1930's which axiomatized the economic principles as we understand them today (or don't, depending on your point of view.) This book has made many good engineers out of not so determined mathematicians. It was a for runner to Rene Thom's catastrophe theory, (out of Institut desHautes Etudes Scientiques, near Paris, France,) which is highly regarded as new way of analyzing things economic., etc. 4) "Mathematical Programming and Games," Edward L. Kaplan, John Wiley and Sons, 1982. A more recent book on the above theoretical topics, that has a great explanation of the economic dual in linear programming. Duality is the relationship between optimal production and marginal values of the things that go into the optimal production, and this books spends a lot of time on this important issue, the above references are inadequate (at least in my humble and inconsequential opinion.) 5) "Introduction to Operations Research," Frederick S. Hillier, Gerald J. Lieberman, McGraw-Hill, New York, New York, 1990. This is the text to the course at Stanford University, and comes complete with a disk of programs so that one can play with the science. (Stanford is very big on OR, as a matter of fact, it was invented there in the late 1940's under contract to the DOD, by George Dantzig, who is still on staff.) I reference this book not because of its technical value, but because it is more modern than those listed above, and it is a fairly complete compendium on the the science. It is, however, not very rigorous. 6) "Searching for Certainty," John L. Casti, William Morrow, New York, New York, 1990. A truly great book. It is probably a fair appraisal of the capability of mathematical science to predict things-and why mathematics works at all. Casti is an ex-patriot of the Rand Corporation, and following technology to Europe, was one of the first staff members of the International Institute of Applied Systems Analysis (IIASA) in Vienna, Austria. He is now on the faculty of the Technical University of Vienna. This book is not only readable, but also entertaining-it is a must for any scientific zealot to put 20th century science into perspective. It is easy reading and interesting, presenting current scientific thought in the historic perspective of science's successes and failures in the last half of this century. In a previous book, "Alternate Realities," (John Wiley and Sons, New York, New York, 1989,) he teaches (this is a text book by the way, and more technical than his current book) the correct way to axiomatize (ie., model) the systems listed above in this section. It turns out, that this is a non-trivial exercise, and accounts for many of the failures (of things like the theory of chaos, etc.) A must for anyone modeling organizations, etc. 7) "Information-Theoretic Incompleteness," G. J. Chaitin, World Scientific, New Jersey, 1992. Probably one of the most important books of the 20'th century. The implications of this work are still not generally understood. It is easy to read, and the author spends a significant part of the book explaining the issues to a lay audience. The formal sections are not for the un-initiated, by any means. 8) "Fuzzy Sets, Uncertainty, and Information," George J. Klir and Tina A. Folger, Printice Hall, Englewood Cliffs, New Jersey, 1988. Excellent book on the application of information theory. The author is quite distinguished in the field, and the text is interesting. Again, like 7) and 6) above, the limits of science (at least as we understand them today) are investigated. If you want to explore what information theory is "all about," this is an excellent choice. Very practical, and well written. -- John Conover, john@email.johncon.com, http://www.johncon.com/